Compliance Governance & Operations Manager

Compliance Governance and Operations Manager A leading global financial institution is seeking a Compliance Governance and Operations Manager for its Core Compliance team in Dublin.

What you'll do:

• Manage the full life-cycle of compliance testing, overseeing planning, execution, reporting, and driving continuous improvement across all processes.
• Develop comprehensive annual monitoring and testing plans that align with organisational objectives and regulatory requirements.
• Determine the scope of reviews by building detailed review steps and organising documentary evidence to ensure thoroughness and accuracy.
• Execute tests diligently and prepare summary reports that document exceptions, action plans, and recommendations for remediation.
• Participate actively in compliance risk assessment exercises to identify potential areas of concern and propose effective mitigation strategies.
• Assist with ad-hoc compliance projects and initiatives as required by senior management or regulatory changes.
• Build strong relationships with key stakeholders locally and globally to foster collaboration and share best practices within the compliance function.
• Identify and report operational risk events in accordance with established policies, ensuring timely escalation of issues as needed.
• Contribute positively to the organisation’s reputation by adhering to ethical standards and supporting responsible interactions with clients, regulators, industry bodies, vendors, and other stakeholders.
• Ensure full awareness of management reporting lines and escalation procedures so that regulatory or compliance issues are communicated promptly.

What you bring:

• Minimum of five years’ demonstrated experience in compliance or related roles within financial services is essential for success in this position.
• Proven track record of testing and monitoring the design and effectiveness of business controls within complex environments.
• Comprehensive understanding of wholesale capital markets regulations coupled with familiarity with industry best practices.
• Exceptional problem solving abilities combined with the capacity to work independently while prioritising tasks efficiently under tight deadlines.
• Outstanding oral and written communication skills enabling clear articulation of findings to diverse audiences including senior management.
• Ability to build dependable relationships with stakeholders at all levels through collaborative engagement and shared goals.
• Demonstrated commitment to ethical behaviour by consistently acting honestly, professionally, and responsibly when interacting with colleagues or external parties.
• Experience identifying operational risk events promptly according to policy guidelines while supporting reputational risk management efforts.
• Capacity for diligent adherence to internal policies as well as external regulatory requirements from multiple governing bodies relevant to financial services operations.
• Willingness to contribute positively towards team objectives by sharing knowledge openly within an inclusive environment focused on continuous learning.

Robert Walters Operations Limited is an employment business and employment agency and welcomes applications from all candidates