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Compliance Manager

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A MiFID firm are looking for a compliance manager to join their Dublin team. You will be reporting to the head of compliance and will have 4 direct reports. This role will be responsible for managing the compliance team and the daily tasks. The company operates a hybrid working model with a mix of remote and office working.

Main responsibilities of the compliance team manager:

  • Manage BAU compliance tasks
  • Carry out the compliance and risk monitoring plans
  • Engage with internal stakeholders with compliance queries
  • Assist the head of compliance with the implementation of new regulations
  • Review and update policies and procedures
  • Coordinate and manage the compliance team

As an ideal candidate for this role you will have previous experience in a regulatory compliance role within financial services. People management experience in a regulatory compliance role is essential. You will be comfortable taking on BAU compliance tasks independently and getting involved with various projects. . Knowledge of MiFID would be beneficial but not essential. This role would not be suitable for those from an AML background.

For a confidential conversation regarding this position please apply or reach out to Kelly-Anne Rainey at 0858030151 or kelly-anne.rainey@robertwalters.com

Robert Walters Operations Limited is an employment business and employment agency and welcomes applications from all candidates

Contract Type: FULL_TIME

Specialism: Risk & Compliance

Focus: Compliance

Industry: Financial Services

Salary: €70,000 - €76,000 per annum

Workplace Type: Hybrid

Experience Level: Mid Management

Location: Dublin

Job Reference: 5TI22Q-3D681C7D

Date posted: 05 July 2024

Consultant: Kelly-Anne Rainey

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