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Senior Compliance Officer

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Robert Walters is excited to announce that they are working with a thirving financial services insitution in Dublin who are looking for a Senior Compliance Officer to join the team.

Based in Dublin as a Senior Compliance Officer you will be leading and enhancing Compliance Framework, you'll work closely with senior leadership, mentor a talented team, and drive compliance excellence throughout the business.

What You’ll Do:

  • Take charge of the Compliance Monitoring Program, ensuring compliance with MiFID II and internal policies.
  • Manage the full life-cycle of compliance testing, from planning through to reporting, driving continuous improvement.
  • Handle regulatory requests with precision, ensuring timely and accurate submissions.

About you

  • Excellent understanding and working knowledge of Regulatory Compliance
  • previous experience in a 2ND line role
  • Confident dealing with regulators and answering any queries in relation to Compliance
  • Able to work both independently and part of a team

If the role of Senior Compliance Officer sounds like your next step and you are keen to join a business that offers challenge and progression click apply now, alternatively please email your CV directly to niamh.stutchbury@RobertWalters.com

Robert Walters Operations Limited is an employment business and employment agency and welcomes applications from all candidates

Contract Type: FULL_TIME

Specialism: Banking & Financial Services

Focus: Private Wealth Management

Industry: Banking

Salary: Bonus, pension etc

Workplace Type: Hybrid

Experience Level: Mid Management

Location: Dublin

Job Reference: DN4AVN-F7084051

Date posted: 02 December 2024

Consultant: Niamh Stutchbury

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