Compliance Manager
FULL_TIME
Salary €60,000 - €80,000 per annum
Location Dublin
FULL_TIMEConsultant Jan McDonald
Job Ref 50964683/001
Date posted 08 September 2023
rest-of-ireland banking-financial-services/investment-management 2023-09-25 2023-11-07 banking Dublin Dublin IE EUR 60000 80000 80000 YEAR Robert Walters https://www.robertwalters.ie https://www.robertwalters.ie/content/dam/robert-walters/global/images/logos/web-logos/square-logo.png trueAn irish asset manager is looking for a Complinace Manager to assist in the development and execution of, the firm’s Compliance and Anti-Money Laundering requirements.
Responsibilities
- Provide advice and support to the business on AML and compliance matters.
- Work with business areas and the Board develop/review documentation compliant with legal and regulatory requirements.
- Manage the Compliance Monitoring Plan.
- Monitor activity for compliance with policies and procedures, present reports to the Management Team.
- Review and approve marketing material and other relevant documentation for compliance with legal and regulatory requirements.
- Prepare reports for the Management Team, Risk and Compliance Committee, Board and Central Bank.
- Act as secretary to the Risk and Compliance Committee.
- Manage the Fitness and Probity and Minimum Competency requirements for new and existing staff.
- Prepare and deliver training and assessments.
- Act as the designated Compliance representative on the Data Protection team.
Qualifications/Experience
- Professional Diploma in Compliance and member of the Compliance Institute.
- Ideally Business/Finance/Legal 3rd level degree.
- Experience of working in financial services Compliance/Risk/AML/Audit/Legal related function for at least 5 years.
- Experience of relevant Irish and EU financial services regulations. Knowledge of MiFID regulations a distinct advantage.
- Excellent written and verbal communication skills and organisational and analytical skills. Strong interpersonal skills.
- Applications from candidate who require sponsorship will not be considered.
If you are interested in hearing more please send me your most up to date CV jan.mcdonald@robertwalters.com