Senior Compliance Manager PCF 15
Location Dublin City CentreFULL_TIME
Consultant Michael Nolan
Date posted 07 November 20192019-11-07 2020-01-06 legal Dublin City Centre Dublin IE EUR 90000 120000 120000 YEAR Robert Walters https://www.robertwalters.ie https://www.robertwalters.ie/content/dam/robert-walters/global/images/logos/web-logos/square-logo.png
A global investment manager with an AUM of €10 billion+ is in the initial phases of setting up an office in Dublin city centre. After hiring a head of finance, CRO and CEO, this UCITS/MiFID regulated firm is now seeking an ambitious senior compliance manager to join its fast growing entrepreneurial management team. This is a PCF 15 role, Head of Compliance and MLRO.
Responsibilities of the Senior Compliance Manager:
Local oversight and creation of the compliance monitoring programme for Ireland – leveraging the current global compliance monitoring programme
Local oversight of anti-money laundering controls
Coordination of all CBI and other reporting
Creation, implementation and maintenance of the policies and procedures required for this entity
Manage along with the UK Head of Compliance and Country Head all supervisory requests
Assist with the review and assessment of local regulatory requirements
Assist the global compliance team with regulatory work associated with fund launches and new institutional segregated account mandates and global regulatory reporting where required
This is an excellent opportunity for a compliance manager with strong regulatory knowledge and experience looking to make the next step up in their career. Asset Management and UCITS experience is essential, closed and open ended AIFs would be advantageous while a broad knowledge of AIFMD and MiFID II requirements is also preferred.
For more information on this exciting role please contact Michael Nolan on the details provided.