Head of Compliance
Salary €100,000 - €140,000 per annum
Consultant Michael Nolan
Date posted 11 February 2019 2019-02-112019-04-12 financial-services Dublin Dublin IE EUR 100000 140000 140000 YEAR Robert Walters https://www.robertwalters.ie
A global investment arm of an established asset manger is seeking to hire a Head of Compliance in Dublin. You will be the designated PCF 15 and PCF 39 (monitoring and control of regulatory compliance and distribution).
Responsibilities of the Head of Compliance
Support various business groups on compliance and regulatory matters, including investment, marketing, accounting, operational and middle office departments
Assist in the updating and maintenance of the firm’s policies and procedures and its funds’ compliance program, corporate governance documents and files and research/regulatory library
Keeping senior management informed of any marketing requirements and material regulatory developments in key jurisdictions in Ireland
Liaising closely with other stakeholders to promote a united strategic response to anticipated regulatory change
Proactively developing close working relationships with senior management by providing a commercially-focused and prompt compliance service and demonstrating that compliance can drive value
Coordinate with all internal stakeholders, as well as outside counsel, in responding to regulatory inquiries
Proactively continuing to foster senior level relationships with the firm’s regulators and industry bodies in Ireland and driving a proactive programme of engagement, both personally and on behalf of management
Providing advice and assistance with regulatory matters seeking innovative, but compliant opportunities to champion the firm's interests
As Head of Compliance you will have proven experience in a similar role, have appropriate qualifications and hold CBI PCF. You will have knowledge and experience with relevant regulation including AIFMD, MIFID, EMIR.
Please apply today and for further information or contract Michael Nolan for more information.