Junior Compliance Specialist
Consultant Aaron Spratt
Date posted 23 May 2018Level 3 Custom House Plaza 2, IFSC Dublin 1 Robert Walters Ireland
An International Investment Management firm, want to add a Junior Compliance Specialist. This role offers great exposure to the Compliance field and internally to the Head of Compliance and Senior Management.
Key Responsibilities of the Junior Compliance Specialist include:
- Maintain a diary of Regulatory Filings and Duties to ensure the company meets its Regulatory Filing Requirements
- Prepare monthly reports for review by Board of UCITS fund
- Regulatory Reporting
- Client Due Diligence
Prepare and present reports and findings to: The Company Board, UCITS Board, Board sub-committees and risk meetings, Preparation of materials and minutes, AGM
As the Junior Compliance Specialist you will ideally come from a Compliance background and would be ACOI qualified or part thereof. You will be a self-starter who really takes initiative with tasks and daily activities. Decisive and capable of making strong judgement. Strong communication and interpersonal skills are essential.
This is a great opportunity for someone to take the next step of their career, gaining market and compliance exposure.
If you are interested in the Compliance Assistant role, please apply today or contact Aaron Spratt on the details provided.