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Senior Compliance Officer

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Robert Walters are working with a Global Financial Services Company who are looking for a Senior Compliance Officer to join their team in Dublin.

This is a great opportunity to join a leading Financial Services company in the heart of Dublin City centre and join as a Senior Compliance Officer.

In this role you will be doing:

  • Review trade surveillance alerts for London and Dublin offices.
  • Assist in calibrating trade surveillance systems.
  • Escalate potential regulatory breaches under MAR or company policies.
  • Contribute to policy development and governance enhancements.
  • Collaborate with compliance teams to improve best practices.
  • Assist in developing new surveillance tools and enhancing Management Information.
  • Support the annual market abuse risk assessment.
  • Assist with audits and regulatory reviews.

About you:

  • Experience with trade surveillance systems
  • Ability to calibrate alerts for EU/UK MAR manipulation offence's.
  • Experience with algorithmic and commodities trading
  • Strong understanding of wholesale capital markets.

If you're aiming for your next career move as a Senior Compliance Officer and want to join a Dublin-based financial services firm offering growth and new challenges, this could be the perfect opportunity for you!

Click Apply now for a confidential conversation to discuss the role in further detail.

Robert Walters Operations Limited is an employment business and employment agency and welcomes applications from all candidates

Contract Type: FULL_TIME

Specialism: Banking & Financial Services

Focus: Capital Markets

Industry: Financial Services

Salary: €95,000 - €125,000 per annum + Pension, Healthcare and bonus

Workplace Type: Hybrid

Experience Level: Mid Management

Location: Dublin

Job Reference: E7GYBH-689592E4

Date posted: 7 March 2025

Consultant: Niamh Stutchbury

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