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Communication Surveillance - Associate

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A highly reputable, global financial services institution are hiring for a Communication Surveillance - Associate Role as part of a growing team

Responsibilities of the Communication Surveillance Associate

  • Develop and implement Compliance Risk Assessment methodologies; maintain the communications surveillance program.
  • Conduct risk assessments, draft investigation summaries, and prepare reports.
  • Monitor regulatory developments and ensure compliance with insider trading rules.
  • Collaborate with teams, conduct Quality Assurance, and support compliance surveillance projects.

Experience and Knowledge Required

  • Familiarity with Communication Surveillance and/or MiFID Regulations.
  • Strong understanding of financial services, capital markets, and banking.
  • Awareness of the evolving regulatory landscape.
  • Ability to manage multiple investigations simultaneously.
  • Native-level proficiency in English; fluency in Japanese, German, French, or Spanish is a plus.

Ready to take the next step? Apply for the Communication Surveillance Associate position now!

Robert Walters Operations Limited is an employment business and employment agency and welcomes applications from all candidates

Contract Type: FULL_TIME

Specialism: Banking & Financial Services

Focus: Capital Markets

Industry: Financial Services

Salary: €40,000 - €42,000 per annum + +Bonus, pension and healthcare

Workplace Type: Hybrid

Experience Level: Entry Level

Language: /language-proficiency/English-Professional

Location: Dublin

Job Reference: AGQ9IR-50285619

Date posted: 17 October 2024

Consultant: Niamh Stutchbury

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